Aum Law
Law Practice, Legal services, Services to businesses · 11 Employees
Phone Number: info@aumlaw.com
Email Address: info@aumlaw.com
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- Employees
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About
AUM Law focuses on the Canadian investment and wealth management sector, and we have deep expertise in the legal and regulatory issues relevant to firms operating in this industry. Our clients include portfolio managers, dealers and investment fund managers, as well as individuals considering registration in those categories, and others involved in the investment and wealth management sector such as managers of mortgage investment entities. We strive to assist our clients with practical, forward-thinking advice, with a focus on fixed fees.
Website
Year Founded
2009
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Industry
Law Practice, Legal services, Services to businesses, Business Services, Lawyers
HQ Location
110 Yonge St
Suite 400
Toronto, Ontario M5C 1T4, CA
Keywords
Regulatory ComplianceSecuritiesExempt Market DealersPortfolio ManagersInvestment Fund ManagersRegistrant RegulationGeneral Counsel SupportFamily OfficesCIRO Complianceand Investment Fund Compliance
Location
- 110 Yonge St Suite 400 Toronto, Ontario M5C 1T4, CA
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andywarhol@aumlaw.com
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awarhol@aumlaw.com
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andyw@aumlaw.com
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andy@aumlaw.com
last
warhol@aumlaw.com
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