KC
Kevin Cohen
Founder/National Leader at Aum Law
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Work Experience
Founder/National Leader
Mar 2009 - Present · 15 years and 9 months
Belco Private Capital Inc.
Founder
Nov 2010 - Present · 14 years and 1 months
The Financial Services Regulatory Authority of Ontario (FSRA)
Committee Member (Mortgage Brokering)
Oct 2019 - Jan 2022 · 2 years and 3 months
Company Details
11-50 Employees
AUM Law focuses on the Canadian investment and wealth management sector, and we have deep expertise in the legal and regulatory issues relevant to firms operating in this industry. Our clients include portfolio managers, dealers and investment fund managers, as well as individuals considering registration in those categories, and others involved in the investment and wealth management sector such as managers of mortgage investment entities. We strive to assist our clients with practical, forward-thinking advice, with a focus on fixed fees.
Year Founded
2009
Social Media
LinkedinTwitter
Industry
Law Practice, Legal services, Services to businesses, Business Services, Lawyers
HQ Location
110 Yonge St Suite 400 Toronto, Ontario M5C 1T4, CA
Keywords
Regulatory ComplianceSecuritiesExempt Market DealersPortfolio ManagersInvestment Fund ManagersRegistrant RegulationGeneral Counsel SupportFamily OfficesCIRO Complianceand Investment Fund Compliance
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