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Todd Oberhausen
Senior Director Risk And Compliance at Private Client Services (Pcs), Member Finra, Sipc
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Work Experience
Oct 2019 - Present · 5 years and 2 months
Senior Director Risk And Compliance
Mar 2024 - Present · 9 months
Director Of Risk And Compliance
Aug 2022 - Mar 2024 · 1 years and 7 months
Director Of Risk Management And Advisory Business
Oct 2019 - Aug 2022 · 2 years and 10 months
Company Details
PCS is a full-service, RIA-friendly Broker Dealer and SEC Registered Investment Advisor. We are growing by dually registering like-minded, hybrid RIA's/IAR's. We are solely focused on servicing the needs of successful, independent advisors and reps allowing you the time to grow your profits. Let our independence ignite yours! PCS is licensed as a Broker Dealer in all 50 states. Our headquarters is in Louisville, KY. We have more than 70 branch offices coast-to-coast.
Year Founded
1990
Social Media
LinkedinTwitter
Industry
Financial Services
HQ Location
2225 Lexington Road Louisville, KY 40206, US
Keywords
Broker DealerRegistered Investment AdvisorDually registereHybrid advisorsStable Independent broker dealerPershingIndependenceFreedomHybriTD Ameritrade
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