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Thomas Walker
Chief Compliance Officer at Db Fitzpatrick
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Work Experience
Chief Compliance Officer
Nov 2019 - Present · 5 years and 1 months
Focus 1 Associates LLC: SEC Compliance - Annual Compliance Review, Mock SEC Exam
Compliance Associate
Oct 2017 - Nov 2019 · 2 years and 1 months
Director Of Quality Control
Feb 2008 - May 2017 · 9 years and 3 months
Company Details
11-50 Employees
“D.B. Fitzpatrick & Co., Inc. (DBF) is a registered investment adviser. We manage equity and fixed income portfolios. “
Website
Year Founded
1984
Social Media
LinkedinTwitter
Industry
Investment Management, Banks & Financial Services
HQ Location
800 W Main Street
Suite 1200
Boise, Idaho 83702, US
Keywords
Growth EquityFixed Incomeand Commercial Mortgages
Contact Details
- Email AddressT**@dbfitzpatrick.comReveal Email
- Phone Number(xxx)xxx-xxxxReveal Phone
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