RB
Robb Bassett
Vice President Compliance - Tier 2 Supervision And Correspondent Services at Raymond James
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Work Experience
Feb 2015 - Present · 9 years and 10 months
Vice President Compliance - Tier 2 Supervision And Correspondent Services
Jan 2023 - Present · 1 years and 11 months
Vice President Compliance And Chief Compliance Officer Rjic
2018 - Jan 2023 · 5 years
Manager, Compliance Help
Feb 2015 - Jan 2018 · 2 years and 11 months
Company Details
5001-10000 Employees
Raymond James Ltd. is the Canadian subsidiary of Raymond James Financial, Inc. Established in 1962, our parent firm made its initial public offering in 1983 and is listed on the New York Stock Exchange using the ticker symbol RJF. In 2000, Raymond James Financial, Inc. acquired Goepel McDermid Inc. and renamed the firm Raymond James Ltd. Our predecessor companies have been serving Canadian investors for nearly 80 years. In 2016 Raymond James Ltd. acquired 3Macs (MacDougall, MacDougall & MacTier Inc.), a respected investment firm founded in 1849 before Canada’s Confederation. 3Macs complemented Raymond James Ltd.’s private client business by adding 72 advisors and more than CDN $6 billion of client assets on behalf of individuals and families. The combined firm created Canada’s largest independent investment dealer. Raymond James Ltd. is a member of the: Investment Industry Regulatory Organization of Canada (IIROC), Investment Funds Institute of Canada, Canadian Investor Protection Fund.
Year Founded
1962
Social Media
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Industry
Financial Services, Independent financial advisers, Financial and insurance services, Business Services, Security brokers, Other Financial Investment Activities, Finance and Insurance, Other Investment Pools and Funds
HQ Location
40 King Street west. P.O. Box 415 Toronto, ON M5H 3Y2, CA
Keywords
InvestmentsEstate Planningand Financial Planning for individual and institutional clients and corporate issuers.Financial Planning for individual and institutional clients and corporate issuers.wealth managementadvanced educationrisk management insurancemoney management servicesowners risk managementchartered investment
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