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Rick Geissman
Managing Director, Head Of Nfa And Cftc Compliance at Aca
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Work Experience
Managing Director, Head Of Nfa And Cftc Compliance
Aug 2012 - Apr 2020 · 7 years and 8 months
Senior Associate
Oct 2010 - Jul 2012 · 1 years and 9 months
Equity Option Trader
Sep 2008 - Sep 2009 · 1 years
Company Details
1001-5000 Employees
ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower clients to reimagine GRC and launch, grow, and protect their business. Our innovative approach integrates advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® regulatory technology platform with the specialized expertise of former regulators and practitioners and a deep understanding of the global regulatory landscape. For more information, please visit www.acaglobal.com
Year Founded
2002
Social Media
LinkedinFacebookTwitter
Industry
Business Consulting and Services
HQ Location
1370 Broadway 12th Floor New York, NY 10018, US
Keywords
Investment AdviserPrivate FuBroker-DealerInvestment CompanyNFA Member ServicesAIFMDCybersecurityRegulatory ComplianceAMLGDPR
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