Rosenblatt Securities was founded three decades ago with a simple goal - help institutional investors prosper with trusted, conflict-free advice and expert trade execution services. The markets are far more complex now than they were in 1979, but we still believe in our straightforward, founding principles: • Safeguard clients’ anonymity and confidentiality • Minimize information leakage and market impact • Access liquidity, wherever it resides, to maximize customer alpha • Embrace any technology that will improve clients’ results • Understand market structure nuances to offer a trading edge • Deliver personalized, hands-on service that bulge bracket firms can't match As a result, Rosenblatt functions like a boutique and feels that way to clients yet frequently ranks as a top-twenty broker by volume and consistently lands in the top tier of leading independent and client ratings of broker execution quality. Disclaimer: The information contained in this communication is not intended as an offer or solicitation for the purchase or sale of any securities, futures, options, or any other investment product. This communication is not research, and does not contain enough information on which to make an investment decision. The information herein has been obtained from various sources. We do not guarantee its accuracy. Any opinion offered herein reflects Rosenblatt Securities Inc. current judgment and may change without notice. Member NYSE, SIPC, FINRA.