RM
R. Michael Rollins
Senior Regional Supervisory Principal at Lpl Financial
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Work Experience
Senior Regional Supervisory Principal
Sep 2024 - Present · 4 months
LPLFINANCIAL
Financial Planning Compliance Manager
Feb 2023 - Sep 2024 · 1 years and 7 months
Senior Compliance Analyst
Aug 2013 - Feb 2023 · 9 years and 6 months
Company Details
5001-10000 Employees
LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide personalized guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL.com Securities and Advisory Services offered through LPL Financial. A registered investment advisor, Member FINRA/SIPC. Follow us on Twitter @lpl. • Third party posts found on this profile do not reflect the views of LPL and have not been reviewed by LPL as to accuracy or completeness.
Year Founded
1989
Social Media
LinkedinFacebookTwitter
Industry
Financial Services, Independent financial advisers, Financial and insurance services, Business Services, Banks & Financial Services, Long Term Care, Investment Services, Retirement & Financial Planning, Tax Services
HQ Location
4707 Executive Drive San Diego, CA 92121-1968, US
Keywords
Independent Broker/DealerInstitution ServicesRIAIndependent AdvisorsCustom Clearing ServicesFinancial Services
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