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Nicholas Tocco
Chief Compliance Officer at Westpark Capital,
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Work Experience
Chief Compliance Officer
Dec 2012 - Present · 12 years
WestPark Capital, Inc
Compliance Officer
Mar 2011 - Dec 2012 · 1 years and 9 months
Operations Specialist\Client Management
Apr 2007 - Apr 2011 · 4 years
Company Details
11-50 Employees
WestPark Capital, Inc. is a full service investment banking and securities brokerage firm which serves the needs of both private and public companies worldwide, as well as individual and institutional investors. We are committed to forging lasting partnerships with emerging growth companies and the investors who back them. Our simple approach is to provide customized financial solutions for virtually any need. A complete range of investment banking and brokerage services are available to our valued corporate and individual clients. Our Capabilities Our corporate finance professionals have the depth of experience and resources to create integrated financing solutions for both private and public marketplaces. Additionally, we offer an exceptional array of private client services through our dedicated financial consultant group. WestPark Capital understands the importance of strong relationships in today's dynamic business environment and welcomes the opportunity to leverage this power into your success! WestPark Capital, Inc. has experienced professionals with proven corporate finance expertise in all aspects of investment banking, such as: - Initial public offerings and secondary offerings - Private placements of equity and debt - Mergers and acquisitions - Corporate divestitures - Fairness opinions and valuation - Bankruptcy/restructuring advisory services
Year Founded
1999
Social Media
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Industry
Investment Banking, Securities and Commodity Contracts Intermediation and Brokerage, Finance and Insurance
HQ Location
1900 Avenue of the Stars 310 Los Angeles, CA 90067, US
Keywords
securities brokeragetelephone servicefinancing solutionsinvestment bankingequity and debtbanking and brokeragedebt financingintegrated financingtransactions investment bankingform brokerage
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