MD
Monica Daley
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Work Experience
Implementation Manager
Jul 2011 - Jan 2013 · 1 years and 6 months
Director, Implementation & Product Support
Mar 2006 - Dec 2008 · 2 years and 9 months
Director, Client Support
Sep 1997 - Mar 2006 · 8 years and 6 months
Company Details
Risk and compliance solutions are all we do. We are the proven leader in reducing risk and compliance costs through the only fully automated suite of compliance multi-tools. Our patented, independent solutions enable positive proof that policies, procedures and internal controls exist and operate effectively. Clients include retail and institutional BDs, money managers, mutual funds, hedge funds, fund of funds, regulators, private equity and public companies. Risk and compliance multi-tools also offered a la carte. Visit us at www.financial-tracking.com
Year Founded
1999
Social Media
Linkedin
Industry
Financial Services
HQ Location
1111 East Putnam Ave Greenwich, CT 06878, US
Keywords
13DFG AlertsBest ExecutioInsider Trading Detection & DatabaseEmployee Trading and WorkflowPortfolio OperationsCounter Party RiskAML/KYCBD Suitability
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