MP
Mike Pedlow
Evp, Chief Compliance Officer at Kestra Financial
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Work Experience
2015 - Present · 9 years and 11 months
Evp, Chief Compliance Officer
2020 - Present · 4 years and 11 months
Svp, Chief Compliance Officer
2015 - 2020 · 5 years
Chief Compliance Officer
2014 - Present · 10 years and 11 months
Company Details
201-500 Employees
Kestra Financial leads the industry in wealth management, service and technology solutions, and practice enrichment. Our independent RIA and broker/dealer services are powered by over 20 years of industry experience and are taking flight to elevate the level of personalized service you deserve. Kestra Financial gives our independent financial advisors unmatched opportunities to grow their business. When you partner with us, you are investing in a partnership that enables you to see your entire practice more clearly. Meet Kestra at KestraFinancial.com. Learn about Kestra Private Wealth Services at KestraFinancial.com/Private-Wealth/. Kestra Financial, Inc. is the parent company of Kestra Investment Services, LLC member FINRA/SIPC and of Kestra Private Wealth Services, LLC, Kestra Advisory Services, LLC, and Kestra Institutional Services, LLC. Fusion is a platform of Kestra Financial, Inc. PartnersFinancial and Benefits Partners are platforms of NFP Insurance Services, Inc. NFP is not an affiliate of Kestra Financial, Inc.
Year Founded
1996
Social Media
LinkedinFacebookTwitter
Industry
Financial Services, Security brokers, Financial and insurance services, Business Services
HQ Location
5707 Southwest Parkway Building 2 Suite 400 Austin, TX 78735, US
Keywords
Broker/Dealer ServicesAsset Management ServicesIntegrated Technology PlatformAdvisor and Staff TrainingConcierge ServicePractice Management
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