MH
Michael Holliday
Vp - Regulatory Relations at Osaic
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Work Experience
Vp - Regulatory Relations
Aug 2018 - Present · 6 years and 4 months
Oct 2013 - Jul 2018 · 4 years and 9 months
Vp - Risk And Regulatory Testing And Compliance Communications
May 2016 - Jul 2018 · 2 years and 2 months
Vp - Compliance Controls And Oversight
Oct 2013 - May 2016 · 2 years and 7 months
Company Details
1001-5000 Employees
Osaic provides the support, resources, and community designed for the future of wealth management. Securities and investment advisory services are offered through the firms: Osaic Wealth, Inc., Osaic Institutions, Inc., Osaic FA, Inc., Osaic FS, Inc., and Triad Advisors, LLC, broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Securities America, Inc., American Portfolios Financial Services, Inc., Osaic Services Inc., and Ladenburg Thalmann & Co., broker-dealers and member of FINRA and SIPC. Advisory services are offered through Arbor Point Advisors, LLC, American Portfolios Advisors, Inc., Ladenburg Thalmann Asset Management, Inc., Osaic Advisory Services, LLC, and Securities America Advisors, Inc., registered investment advisers. Advisory programs offered by Osaic Wealth, Inc., Securities America Advisors, Inc., and Triad Advisors, LLC., are sponsored by VISION2020 Wealth Management Corp., an affiliated registered investment adviser.
Year Founded
2016
Social Media
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Industry
Financial Services
HQ Location
18700 N Hayden Rd Scottsdale, Arizona 85255, US
Keywords
retirement planning serviceslife insuranceinvestment advisoryinvestment advisory services
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