MO
Malhar Oza
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Work Experience
Counsel
Apr 2019 - Present · 5 years and 8 months
Counsel
Nov 2018 - Apr 2019 · 5 months
Attorney
Jun 2018 - Apr 2019 · 10 months
Company Details
11-50 Employees
Cole-Frieman & Mallon LLP is a leading investment management law firm known for providing top-tier, innovative, and collaborative legal solutions for complex financial services matters. Clients include broker-dealers, hedge fund managers, investment partnerships and companies, other investment managers, and individuals. The firm works with businesses and individuals on a broad range of corporate and litigation matters, including operational, compliance and regulatory risk management, securities litigation and arbitration, fiduciary obligations, regulatory inquiries, commercial dispute resolution, ISDAs, and counterparty documentation, loan trading, and distressed debt, employment issues, and routine business matters.
Year Founded
2009
Social Media
Linkedin
Industry
Law Practice
HQ Location
201 California Street Suite 350 San Francisco, California 94111, US
Keywords
Operational and risk managementsecurities litigatiofiduciary obligationsregulatory inquiriescommercial dispute resolutioISDAs and counterparty documentatioloan trading and distressed debtemployment issuesFINRA arbitratioPrivate Funds
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