LS
Lise S.
Manager, Trading Conduct Compliance at Ciro / Ocri
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Work Experience
Aug 2007 - Present · 17 years and 4 months
Manager, Trading Conduct Compliance
Apr 2011 - Present · 13 years and 8 months
Senior Trading Conduct Examiner
Aug 2007 - Present · 17 years and 4 months
e*trade canada securities corporation
Senior Compliance Officer
Dec 2003 - Aug 2007 · 3 years and 8 months
Company Details
201-500 Employees
L’Organisme canadien de réglementation des investissements (OCRI) est déterminé à protéger les investisseurs, à assurer une réglementation efficace et uniforme et à renforcer la confiance des Canadiens dans la réglementation financière et les personnes qui s’occupent de leurs placements. The Canadian Investment Regulatory Organization (CIRO) is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
Year Founded
2008
Social Media
Linkedin
Industry
Financial Services
HQ Location
Toronto, CA
Keywords
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