KM
Klaudia Maslo
Compliance Manager, Lpl Registered Principal at Private Advisor
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Work Experience
Feb 2004 - Present · 20 years and 10 months
Compliance Manager, Lpl Registered Principal
Aug 2022 - Present · 2 years and 4 months
Compliance Specialist, Lpl Registered Principal
Feb 2004 - Aug 2022 · 18 years and 6 months
Morristown Financial Group
Lpl Registered Principal
Feb 2004 - Dec 2014 · 10 years and 10 months
Company Details
201-500 Employees
As the world of wealth management grows more complex, the more you need a firm who can grow with you. At Private Advisor Group, we are continually evolving to help you stay one step ahead in a changing world. Our mission is to help financial advisors, investors and RIA firms grow smarter and more confidently. Grow with Us. Securities offered through LPL Financial. Member FINRA/SIPC www.FINRA.org/www.SIPC.org. Investment advice offered through Private Advisor Group, a registered investment advisor and separate entity from LPL Financial. For a list of states in which we are registered to do business, please visit www.privateadvisorgroup.com. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.
Year Founded
2011
Social Media
Linkedin
Industry
Financial Services
HQ Location
65 Madison Avenue Suite 300 Morristown, NJ 07960, US
Keywords
Hybrid RIA modelfinancial planningOSJ supportand LPL Financial affiliation for advisors
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