KS
Ken Schmidt
Regional Supervision Manager at Woodbury Financial Services
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Work Experience
Regional Supervision Manager
May 2018 - Present · 6 years and 8 months
Compliance Manager And Examiner - Branch Office Examiner
May 2015 - May 2018 · 3 years
Complaince Manager And Examiner - Branch Office Exams
Dec 2005 - May 2015 · 9 years and 5 months
Company Details
Woodbury Financial Services is an independent broker-dealer, employing 200 home office professionals who serve 1,200 independent representatives. While the name Woodbury has been gaining industry prominence for 11 years, the roots of the company date back to 1910. Woodbury’s relationship-based, entrepreneurial model allows representatives greater flexibility and choice to utilize our services and expand their practice to align with their business goals. Our ultimate measure of success is the satisfaction and loyalty of our representatives. As a result, our reps have voted us three-time Broker-Dealer of the Year, which reflects their confidence in Woodbury as a leader in the financial services industry. Visit the Services tab for information on affiliating with Woodbury as a representative or a producer group; and how to explore Home Office employment opportunities. Member FINRA, SIPC and Registered Investment Advisor. PO Box 64284, St. Paul, MN 55164 (800) 800-2638 FINRA: http://www.finra.org/ SIPC: http://www.sipc.org/ Privacy Policy: https://www.woodburyfinancial.com/pdf/Online_Privacy_Policy.pdf Social Media Disclosure: http://joinwoodbury.com/disclosures/socialmedia
Year Founded
1968
Social Media
Linkedin
Industry
Financial Services, Life insurance companies, Financial and insurance services, Business Services
HQ Location
7755 3rd St N Oakdale, Minnesota, US
Keywords
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