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Ken Kaufmann
Senior Vice President/Compliance Manager
at
Wells Fargo Advisors
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Work Experience
Wells Fargo Advisors
Senior Vice President/Compliance Manager
Jan 2013 - Present · 11 years and 11 months
First Clearing
Relationship Manager
Jul 2008 - Dec 2012 · 4 years and 5 months
Horace Mann Investors, Inc.
Chief Compliance/Operations Officer
2007 - 2008 · 1 years
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Company Details
Wells Fargo Advisors
10000+ Employees
With financial advisors serving our clients in all 50 states, Wells Fargo Advisors is headquartered in St. Louis. At the end of the day, we help our clients succeed financially. For us – our Financial Advisors and thousands of other team members – it's a commitment. It's about honoring our relationship with clients and being fully invested in their success. Investors’ needs are more complex now than at any time in history. There are the usual concerns that investors can plan for, but there are also those events when life happens. That’s why investors are increasingly looking for advice they can trust from a financial services firm which has experience and expertise, and an uncompromising dedication to its clients. Opinions and comments expressed by LinkedIn Members are those of the persons submitting them and do not necessarily represent our views. Additional guidelines can be found on wfa.com/social. Investment and Insurance Products are: * Not Insured by the FDIC or Any Federal Government Agency * Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate * Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested Wells Fargo recognizes and values the diversity of its employees, customers and business partners. EOE, M/F/D/V. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. © 2021 Wells Fargo Clearing Services, LLC. All rights reserved. PM-05152025-6068127.1.2 Wells Fargo Investment Institute, Inc. (WFII) is a registered investment adviser and wholly-owned subsidiary of Wells Fargo Bank, N.A., a bank affiliate of Wells Fargo & Company.
Website
http://www.wellsfargoadvisors.com
Year Founded
2000
Social Media
Linkedin
Facebook
Industry
Financial Services, Investment Securities, Security Brokers, Dealers, and Flotation Companies, Financial, Independent financial advisers, Financial and insurance services, Business Services, Investment Services
HQ Location
1 North Jefferson Ave. St. Louis, Missouri 63103, US
Keywords
Financial Services
Advice and Planning
Investments
Banking*
Retirement
Estate Planning Services
Credit and Lending*
*through affiliates
Locally owned & operated
Certified professionals
Discover More About Cleveland Clinic
Contact Details
Email Address
K**@wellsfargoadvisors.com
Reveal Email
Phone Number
(xxx)xxx-xxxx
Reveal Phone
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