SiteQuest Compliance is now part of Red Oak Compliance! Learn more about this acquisition by visiting www.redoakcompliance.com.
We are a trusted partner and solution provider, specializing in helping financial firms meet regulatory obligations. We offer cutting-edge solutions for internet supervision, website monitoring and archiving, and policy and WSP management. Our compliance suite automates supervision and documentation, ensuring seamless regulatory compliance.
Eagle Eye uncovers and supervises your advisors’ online footprint. It discovers social media accounts, websites, blogs, OBAs, online profiles, and events that belong to or are about your advisors, allowing you to address issues prior to regulatory discovery or examination.
SQWatcher monitors and archives advisor websites that may be hosted by non-approved website providers. It creates historical records of these sites and generates workflow events based on specific types of changes, such as new pages, modifications to text or images, and other relevant parameters with customizable rules to meet your needs.
Policies helps reduce risks and lower costs associated with managing policies and WSPs. Replace time-consuming manual processes with our automated solution. With our powerful and affordable solution, you can improve policies presentation, version control, and usability, taking your policy management to the next level.