JM
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Work Experience
Managing Director
Sep 2013 - Present · 11 years and 3 months
Chief Development Officer (Cdo)
Oct 2022 - Sep 2023 · 11 months
Director, Market Conduct And Compliance
2005 - 2010 · 5 years
Company Details
Cipperman Compliance Services (CCS) provides compliance services to registered funds, money managers, and broker-dealers. CCS creates compliance solutions that work for dynamic firms by leveraging the experience of a multi-disciplinary team of lawyers, compliance and operations professionals, and applying a management-focused approach to client services. CCS takes full accountability for implementing its advice and solutions, which include serving as a firm’s chief compliance officer, creating customized compliance programs, conducting compliance reviews, and responding to regulatory inquiries.
Year Founded
2004
Social Media
LinkedinFacebook
Industry
Business Consulting and Services, Financial Services
HQ Location
480 E Swedesford Road Suite 300 Wayne, PA 19087, US
Keywords
ComplianceInvestment ManagementBroker-DealerRegistered Investment Adviser
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