JK
James Kling
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Work Experience
Inspector At Nrs
Present
Company Details
201-500 Employees
National Regulatory Services (NRS) by COMPLY is an advanced solution and service offering for investment advisers, broker-dealers, hedge funds, investment companies, and insurance institutions. Meet the consulting and education partner for your compliance program, combining industry-leading expertise and real-world insight to help you stay up to date with the ever-changing regulatory landscape and minimize risk. NRS is part of the COMPLY portfolio of solutions, which addresses institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets.
Year Founded
1984
Social Media
Linkedin
Industry
Financial Services
HQ Location
29 Brook St Lakeville, Connecticut 06039, US
Keywords
Investment Adviser ComplianceBroker-Dealer ComplianceHedge Fund and Private Fund ComplianceInvestment Company ComplianceBlue Sky ComplianceInvestment Adviser Certified Compliance Professional® Program (IACCP®)Form ADVRegulation Best InterestForm CRSForm ADV Part 2b
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