GM
Graham Macneill
Branch Compliance Officer at Newbridge Securities
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Work Experience
Branch Compliance Officer
Dec 2016 - Present · 8 years
Compliance Surveillance Officer
Aug 2015 - Apr 2016 · 8 months
state of nc securities division
Supervisor Of Financial Investigations
Jul 2010 - Nov 2014 · 4 years and 4 months
Company Details
201-500 Employees
Newbridge Securities Corporation, is a full service securities broker/dealer a member of the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC) and provides investment banking services. At Newbridge Securities our mission is to be the premier financial service company within our industry with committed and experienced professionals at all levels providing clients with quality financial products, services, and information. "As we earn our clients trust, they reward us with their confidence. This enables us to provide strategic advice and to foster a basis for long term relationships." Securities offered through Newbridge Securities Corporation, Member FINRA, SIPC. 1200 North Federal Highway, Suite 400, Boca Raton, FL 33432 Toll-Free #: 877-447-9625 Phone: 954-334-3450 Fax: 954-229-9937 www.newbridgesecurities.com Nothing on this page should be construed as an offer to purchase or sell a security. Such an offer can only be made after a thorough review of offering materials and a suitability consultation with your financial advisor. NSC is not a tax or legal advisor. Please consult such a professional with regards to these matters.
Year Founded
2000
Social Media
Linkedin
Industry
Financial Services, Securities and Commodity Contracts Intermediation and Brokerage, Finance and Insurance
HQ Location
1200 N Federal Hwy Suite 400 Boca Raton, Florida 33432, US
Keywords
Broker-DealerRegistered Investment AdvisorComplianceLong-Term RelationshipsFinancial ServicesInvestment BankingGrowthIPO'sFixed IncomeMutual Funds
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