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Geoffrey Brown
Compliance Officer at American Portfolios
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Work Experience
Aug 2014 - Present · 10 years and 4 months
Compliance Officer
Aug 2019 - Present · 5 years and 4 months
Compliance Associate
Aug 2014 - Aug 2019 · 5 years
Caddie
Jun 2005 - Aug 2015 · 10 years and 2 months
Company Details
51-200 Employees
Headquartered in Holbrook, New York, American Portfolios Financial Services, Inc. (APFS), now Osaic, is a full-service, independent broker/dealer and member firm of FINRA and SIPC, offering a complete range of financial services, including personal financial and retirement planning, securities trading, mutual funds, access to investment research, long-term care planning, insurance products and tax-free investing. Fee-based asset management is offered through its sister subsidiary, American Portfolios Advisors, Inc., (APA), an SEC Registered Investment Advisor. Both entities, along with technology entity American Portfolios Advisory Solutions, LLC, collectively reside under the legal entity American Portfolios Holdings, Inc. (APH). Full-service securities brokerage is available through a clearing firm relationship with Pershing, LLC, a BNY Mellon firm, the securities of which are held on a fully disclosed basis. The company supports independent investment professionals—inclusive of registered assistants and non-registered associates—throughout the nation. American Portfolios has numerous recognitions by a number of industry publications and organizations. Such acknowledgment includes: multiple Broker-Dealer of the Year (Division III) wins by Investment Advisor magazine; multiple ThinkAdvisor LUMINARIES awards; multiple finalist and award wins by WealthManagement.com Industry Award in multiple categories; Corporate Citizen of the Year by Long Island Business News; multiple top placements as one of the Best Companies to Work for in the state of New York by the New York State Society for Human Resources Management (NYS-SHRM) and the Best Companies Group (BCG); and one of the Top Long Island Workplaces.
Year Founded
2001
Social Media
LinkedinFacebook
Industry
Financial Services
HQ Location
4250 Veterans Memorial Hwy. Ste. 420E Holbrook, NY 11741, US
Keywords
Retirement Plan and Investment Consulting401k403bERISA fiduciariesfinancial servicesbroker/dealerand independent broker/dealer
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