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Courtney Bowling
Head Of Legal And Compliance at Us Capital Advisors
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Work Experience
Head Of Legal And Compliance
Apr 2023 - Present · 1 years and 8 months
Consultant
May 2021 - Mar 2023 · 1 years and 10 months
Chief Compliance Officer - Usca Ria
Aug 2019 - May 2021 · 1 years and 9 months
Company Details
51-200 Employees
Based in Houston, Texas with additional offices in Dallas and Austin, U.S. Capital Advisors ("USCA") is an integrated financial services boutique with primary business lines in Wealth Management, Capital Markets and Asset Management. USCA's Wealth Management division provides a full range of advisory services and solutions to high net worth individuals and family offices. USCA's Capital Markets division, which includes the firm's, Equity Research, Institutional Client, Investment & Merchant Banking, and Public Finance businesses, advises corporate, institutional and municipal clients. USCA’s Asset Management division includes the Energy Capital Group, which will oversee the private energy and infrastructure investment fund managed by the firm as well as the firm’s multi-manager business which currently manages two funds of funds and a registered closed end fund, which focus on alternative investments for individual and institutional investors. USCA was founded in 2010 and is privately owned. Securities offered through USCA Securities LLC, member FINRA/SIPC; Investment advisory services offered through U.S. Capital Wealth Advisors, LLC and USCA Asset Management LLC; Municipal advisory services offered through USCA Municipal Advisors LLC, member MSRB.
Year Founded
2010
Social Media
Linkedin
Industry
Financial Services
HQ Location
4444 Westheimer Rd., Suite G500 Houston, Texas 77027, US
Keywords
Wealth ManagementInvestment BankingInstitutional Sales and TradingEquity ResearchMerchant BankingPublic Financeand Asset Manangement
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