CF
Chad Fratto
Senior Regulatory Compliance Analyst at Advisor
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Work Experience
Senior Regulatory Compliance Analyst
Nov 2018 - Present · 6 years and 1 months
Senior Regulatory Compliance Consultant
May 2016 - Nov 2018 · 2 years and 6 months
Advertising Review Analyst
Sep 2015 - May 2016 · 8 months
Company Details
1001-5000 Employees
Advisor Group, Inc. is the nation's largest network of independent financial advisors serving over 11,000 advisors and overseeing $450 billion in client assets. Cultivating a spirit of entrepreneurship and independence, Advisor Group champions the enduring value of financial advisors and is committed to being in their corner every step of the way. Securities and investment advisory services are offered through the firms: Osaic Wealth, Inc., Osaic Institutions, Inc., Osaic FA, Inc., Osaic FS, Inc., and Triad Advisors, LLC, broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Securities America, Inc., American Portfolios Financial Services, Inc., Osaic Services Inc., and Ladenburg Thalmann & Co., broker-dealers and member of FINRA and SIPC. Advisory services are offered through Arbor Point Advisors, LLC, American Portfolios Advisors, Inc., Ladenburg Thalmann Asset Management, Inc., Osaic Advisory Services, LLC, and Securities America Advisors, Inc., registered investment advisers. Advisory programs offered by Osaic Wealth, Inc., Securities America Advisors, Inc., and Triad Advisors, LLC., are sponsored by VISION2020 Wealth Management Corp., an affiliated registered investment adviser.
Year Founded
1988
Social Media
LinkedinFacebookTwitter
Industry
Financial Services
HQ Location
20 E Thomas Rd Phoenix, Arizona, US
Keywords
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