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Caitlyn Frament
Chief Compliance Officer at The Patriot Financial
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Work Experience
Chief Compliance Officer
Jul 2018 - Present · 6 years and 5 months
Director Of Compliance
Oct 2011 - Jul 2018 · 6 years and 9 months
Regional Compliance Coordinator
Jan 2006 - Oct 2011 · 5 years and 9 months
Company Details
51-200 Employees
The Patriot Financial Group, LLC was founded with the goal of assisting our clients in every aspect of their financial lives. We provide the most personal service available. For each of our clients, we strive to help create financial stability and security to provide financial independence. The professionals of The Patriot Financial Group are leaders in comprehensive, team-based financial planning and wealth management for individuals, businesses and their employees. Our stringent code of ethics places the client’s needs above all others and demands uncompromising integrity in every aspect of our business conduct. Visit us at patriotfinancialgroup.org Securities are offered through Cetera Financial Specialists LLC, member FINRA/SIPC. Cetera is under separate ownership from any other named entity. Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services. Advisory services are offered through the Patriot Financial Group, a Registered Investment Adviser. Advisory services may only be offered by Investment Adviser Representatives.
Year Founded
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Social Media
Linkedin
Industry
Financial Services
HQ Location
55 West Street #201 Walpole, MA 02081, US
Keywords
InvestmentsFinancial PlanningInsuranceGroup Business Benefits
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