Vigilant
Financial Services · 11 Employees
Phone Number: 19162227233
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About
Vigilant is an Award Winning and Industry Leading Compliance Firm that continues to remain Independent and Privately Owned.
Since 2004, we have been providing tailored and customized end-to-end solutions to Advisers, Funds and Broker Dealers:
- Outsourced CCO
- Outsourced CFO/PFO
- CCO Support
- Advertising and Marketing Review
- Mock SEC/FINRA Exams
- SEC/ERA/Broker Dealer Registration
- Registered Representative Licensing
- Principal Underwriter for Registered Funds
- FinOp
Our Clients include: Private Equity, Hedge Funds, Closed End Funds, Private Credit/Structured Credit, ETFs, Mutual Funds, Wealth Managers, SMAs, Real Estate Funds, Infrastructure Funds, Registered Investment Advisers (RIAs) and Broker Dealers.
Website
Year Founded
2004
Social Media
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Industry
Financial Services
HQ Location
Gateway Corporate Center
223 Wilmington West Chester Pike, Suite 216
Chadds Ford, PA 19317, US
Keywords
Compliance Consulting FirmCCO ServicesCCO Support ServicesSEC RegistratioERA RegistratioBroker Dealer RegistratioRegistered Representative ServicesFinOp ServicesPFO to Fund ServicesOutsourced Compliance Services
Location
- Gateway Corporate Center 223 Wilmington West Chester Pike, Suite 216 Chadds Ford, PA 19317, US
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andywarhol@vigilantllc.com
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awarhol@vigilantllc.com
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andyw@vigilantllc.com
first
andy@vigilantllc.com
last
warhol@vigilantllc.com
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