Security Research Associates

Security Research Associates, founded in 1980, is a boutique investment banking and capital markets firm assisting fast- growing public companies in the small cap arena with capital and strategic advisory needs. Register member FINRA, SIPC As Managing Director, I directly interface with institutional investors and private equity and venture funds. I work directly with public and private companies, providing research, trading prime brokerage, and investment banking services. I offer select consulting services for IR, PR, M&A, and capital raises. FINRA Certified Series 24, 7, 63, 65.