Saxony Securities,

Saxony Securities, Inc. is one of the largest privately held independent Broker Dealer firms in the Midwest. We have built our success by striving to firmly stand behind our core values and mission statement. Our corporate back office, trading, and bond desks are located in St. Louis, Missouri. We additionally have institutional trading desks in Chicago and New York. Saxony Securities, Inc. maintains its clearing relationship with one of the industry’s largest and most experienced clearing firms Pershing, LLC, and utilizes its powerful, industry-leading technology platform, NetX360®, and the enterprise data management solutions of its affiliate Albridge™. Saxony Securities, Inc.’s values and mission statement emphasize that success is built upon the highest standards of integrity and professionalism while providing a unique level of service to our client the Independent Financial advisor, and their client’s the retail investor. By striving to remain steadfast to that statement and truly living our values, Saxony Securities, Inc. has evolved into a highly respected and specialized firm that offers a full spectrum of products and services to its Independent Financial Advisors. Saxony Securities, Inc. (Member FINRA & SIPC.)