Huaxi Securities

Huaxi Securities Co., Ltd. is a China-based company which is mainly engaged in securities business. The Company mainly has five segments. The Brokerage Business segment is principally engaged in stocks, securities investment funds and bond spot business. The Investment Banking Business segment is principally engaged in securities underwriting, sponsorship and financial advisory businesses. The Asset Management segment is principally engaged in aggregated asset management business, targeted asset management business and asset securitization business. The Self-operated Business segment is mainly engaged in stocks, funds and bonds. The Futures Business segment is principally engaged in the provision of futures brokerage and futures investment advisory services through its holding subsidiaries.