Advisorlaw

AdvisorLaw is a full-service firm providing nationwide representation to thousands of financial advisors and wealth managers. We only advocate for the interests of the advisor - never for the investor or broker-dealer. Our services include: - FINRA Expungement - SEC, State, CFP, & FINRA Enforcement Defense - Industry Disputes & Litigation - RIA Setup & Registration - RIA Compliance Services - Mergers & Acquisitions - Lending for Financial Advisors - Succession Planning - Buy/Sell Agreements - Tax Resolution - Business Valuations - Regulatory Violation Expungement - Criminal Disclosure Expungement - U5 Termination Litigation - U5/U4 Expungement - & More... Our team has defended more than 2,750 financial advisors from industry threats and handled more than 2,000 FINRA arbitration cases. AdvisorLaw offers ongoing RIA compliance to wealth managers with over $50 billion in assets as well as acquisition solutions for those seeking to purchase or sell a financial practice.