We specialise in providing practical governance, risk and compliance solutions for a diversified client base across sectors including financial services, mining, heavy industry, utilities, government owned enterprises and health care / human services.
Providing simple solutions to your challenges in:
Governance
• Board policy development
• Corporate secretariat services
• Cultural review and change exercises
• Strategic planning and implementation
• Director, executive and responsible manager training programs
• Service provider assessment and review
Risk
• Risk Management Statement, Plan or Policy development
• Framework development
• Risk and control identification workshops
• Risk training (ISO 31000, COSO)
Compliance
• Compliance Plan development
• Obligation identification and register development
• Compliance assessments
• AFS and RSE licence applications
• AML / CTF programs
• Privacy programs
• Product disclosure documentation
• Incident, breach and complaint investigations
• Compliance training (AS NZS 3806)
Software solution implementation
• Vendor assessment
• Program and project management
• Liaising with vendors and other 3rd party service providers
• Working knowledge of the world's leading platforms
• Conversion of documentation into data
• Training and materials
• Administration